SEC FORM 13F-HR
|
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
|
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: | 3235-0006 |
| Expires: | Oct 31, 2018 |
| Estimated average burden |
| hours per response: | 23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: | 06-30-2022 |
| Check here if Amendment | | Amendment Number: |
| This Amendment (Check only one.): | | is a restatement. |
| | adds new holdings entries. |
| Institutional Investment Manager Filing this Report: |
| Name: | AMERICAN FINANCIAL GROUP INC |
| Address: | GREAT AMERICAN INSURANCE GROUP TOWER |
| 301 E. 4TH STREET |
| CINCINNATI,
OH
45202 |
| Form 13F File Number: | 028-04389 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: |
| Name: | Robert A. Dee |
| Title: | Assistant Vice President and Controller |
| Phone: | 513-579-2153 |
| Signature, Place, and Date of Signing: |
| /s/ Robert A. Dee | Cincinnati,
OH | 08-05-2022 |
| [Signature] | [City, State] | [Date] |
|
| Report Type (Check only one.): |
| X | 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| | 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |
| | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
| Report Summary: |
| Number of Other Included Managers: | 1 | | |
| Form 13F Information Table Entry Total: | 121 |
| Form 13F Information Table Value Total: | 297,134 |
| (thousands) |
|
| List of Other Included Managers: |
| Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this report is filed, other than the
manager filing this report. |
| [If there are no entries in this list, state “NONE” and omit the
column headings and list entries.] |
| No. | Form 13F File Number | Name |
| 1 | 028-00498 | Great American Insurance Company |
SEC FORM 13-F Information Table
|
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
|
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: | 3235-0006 |
| Expires: | Oct 31, 2018 |
| Estimated average burden |
| hours per response: | 23.8 |
|
|
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 578 | 66,168 | SH | | DFND | 1 | 66,168 | 0 | 0 |
| DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 539 | 61,631 | SH | | DFND | | 61,631 | 0 | 0 |
| ENDO INTL PLC | SHS | G30401106 | 91 | 195,690 | SH | | DFND | 1 | 195,690 | 0 | 0 |
| ENDO INTL PLC | SHS | G30401106 | 15 | 31,500 | SH | | DFND | | 31,500 | 0 | 0 |
| INVESCO LTD | SHS | G491BT108 | 3,952 | 245,000 | SH | | DFND | 1 | 245,000 | 0 | 0 |
| SIGNET JEWELERS LIMITED | SHS | G81276100 | 11,761 | 220,000 | SH | | DFND | 1 | 220,000 | 0 | 0 |
| LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 974 | 125,000 | SH | | DFND | 1 | 125,000 | 0 | 0 |
| ACUTUS MED INC | COM | 005111109 | 336 | 299,995 | SH | | DFND | 1 | 299,995 | 0 | 0 |
| AMERICAN EAGLE OUTFITTERS IN | COM | 02553E106 | 3,019 | 270,000 | SH | | DFND | 1 | 270,000 | 0 | 0 |
| AMERICAN WOODMARK CORPORATIO | COM | 030506109 | 4,812 | 106,917 | SH | | DFND | 1 | 106,917 | 0 | 0 |
| ANTERO MIDSTREAM CORP | COM | 03676B102 | 181 | 20,000 | SH | | DFND | 1 | 20,000 | 0 | 0 |
| APOLLO COML REAL EST FIN INC | COM | 03762U105 | 883 | 84,600 | SH | | DFND | 1 | 84,600 | 0 | 0 |
| APOLLO COML REAL EST FIN INC | COM | 03762U105 | 215 | 20,554 | SH | | DFND | | 20,554 | 0 | 0 |
| ARBOR REALTY TRUST INC | NOTE 4.750%11/0 | 038923AP3 | 4,977 | 5,000,000 | PRN | | DFND | 1 | 5,000,000 | 0 | 0 |
| ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L203 | 3,013 | 133,333 | SH | | DFND | 1 | 133,333 | 0 | 0 |
| ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 | 2,075 | 638,342 | SH | | DFND | 1 | 638,342 | 0 | 0 |
| ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 | 1,562 | 480,506 | SH | | DFND | | 480,506 | 0 | 0 |
| AUDACY INC | CL A | 05070N103 | 222 | 235,834 | SH | | DFND | 1 | 235,834 | 0 | 0 |
| AUGMEDIX INC | COM | 05105P107 | 900 | 500,000 | SH | | DFND | 1 | 500,000 | 0 | 0 |
| BM TECHNOLOGIES INC | CL A COM | 05591L107 | 302 | 51,262 | SH | | DFND | 1 | 51,262 | 0 | 0 |
| BARCLAYS PLC | ADR | 06738E204 | 1,528 | 201,000 | SH | | DFND | 1 | 201,000 | 0 | 0 |
| BARCLAYS PLC | ADR | 06738E204 | 1,315 | 173,000 | SH | | DFND | | 173,000 | 0 | 0 |
| BIOLIFE SOLUTIONS INC | COM NEW | 09062W204 | 363 | 26,316 | SH | | DFND | 1 | 26,316 | 0 | 0 |
| BLACKSTONE MORTGAGE TRUST IN | NOTE 4.750% 3/1 | 09257WAC4 | 1,494 | 1,500,000 | PRN | | DFND | 1 | 1,500,000 | 0 | 0 |
| BLACKSTONE MORTGAGE TRUST IN | NOTE 4.750% 3/1 | 09257WAC4 | 498 | 500,000 | PRN | | DFND | | 500,000 | 0 | 0 |
| BLUE WATER VACCINES INC | COM | 09610B108 | 858 | 403,032 | SH | | DFND | 1 | 403,032 | 0 | 0 |
| BRIGHTHOUSE FINL INC | COM | 10922N103 | 425 | 10,363 | SH | | DFND | 1 | 10,363 | 0 | 0 |
| BRIGHTHOUSE FINL INC | COM | 10922N103 | 41 | 999 | SH | | DFND | | 999 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,310 | 30,000 | SH | | DFND | 1 | 30,000 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,310 | 30,000 | SH | | DFND | | 30,000 | 0 | 0 |
| CAPITOL FED FINL INC | COM | 14057J101 | 330 | 36,000 | SH | | DFND | 1 | 36,000 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 | 14,165 | 308,000 | SH | | DFND | 1 | 308,000 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 | 322 | 7,000 | SH | | DFND | | 7,000 | 0 | 0 |
| CLIPPER RLTY INC | COM | 18885T306 | 2,872 | 372,044 | SH | | DFND | 1 | 372,044 | 0 | 0 |
| COGNITION THERAPEUTICS INC | COM | 19243B102 | 432 | 205,000 | SH | | DFND | 1 | 205,000 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 | 8,123 | 207,000 | SH | | DFND | 1 | 207,000 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 | 629 | 7,000 | SH | | DFND | | 7,000 | 0 | 0 |
| CONSOLIDATED COMM HLDGS INC | COM | 209034107 | 4,150 | 592,877 | SH | | DFND | | 592,877 | 0 | 0 |
| CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 289 | 12,000 | SH | | DFND | 1 | 12,000 | 0 | 0 |
| CROSSAMERICA PARTNERS LP | UT LTD PTN INT | 22758A105 | 233 | 11,500 | SH | | DFND | 1 | 11,500 | 0 | 0 |
| CURIOSITYSTREAM INC | COM CL A | 23130Q107 | 47 | 27,932 | SH | | DFND | 1 | 27,932 | 0 | 0 |
| DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 296 | 10,000 | SH | | DFND | 1 | 10,000 | 0 | 0 |
| DT MIDSTREAM INC | COMMON STOCK | 23345M107 | 245 | 5,000 | SH | | DFND | 1 | 5,000 | 0 | 0 |
| DIGITALBRIDGE GROUP INC | CL A COM | 25401T108 | 1,164 | 238,515 | SH | | DFND | 1 | 238,515 | 0 | 0 |
| DIGITALBRIDGE GROUP INC | CL A COM | 25401T108 | 84 | 17,233 | SH | | DFND | | 17,233 | 0 | 0 |
| DISH NETWORK CORPORATION | CL A | 25470M109 | 538 | 30,000 | SH | | DFND | 1 | 30,000 | 0 | 0 |
| ELLINGTON FINANCIAL INC | COM | 28852N109 | 1,015 | 69,166 | SH | | DFND | 1 | 69,166 | 0 | 0 |
| ELLINGTON FINANCIAL INC | COM | 28852N109 | 452 | 30,834 | SH | | DFND | | 30,834 | 0 | 0 |
| ELOXX PHARMACEUTICALS INC | COM | 29014R103 | 400 | 1,480,000 | SH | | DFND | 1 | 1,480,000 | 0 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 3,229 | 323,520 | SH | | DFND | 1 | 323,520 | 0 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 772 | 77,376 | SH | | DFND | | 77,376 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 6,019 | 247,000 | SH | | DFND | 1 | 247,000 | 0 | 0 |
| ENVIVA INC | COM | 29415B103 | 572 | 10,000 | SH | | DFND | 1 | 10,000 | 0 | 0 |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 726 | 599,775 | SH | | DFND | 1 | 599,775 | 0 | 0 |
| EQUITRANS MIDSTREAM CORP | COM | 294600101 | 159 | 25,000 | SH | | DFND | 1 | 25,000 | 0 | 0 |
| FRANCHISE GROUP INC | COM | 35180X105 | 24,062 | 686,115 | SH | | DFND | 1 | 686,115 | 0 | 0 |
| FRANKLIN RESOURCES INC | COM | 354613101 | 1,481 | 63,550 | SH | | DFND | 1 | 63,550 | 0 | 0 |
| FRANKLIN RESOURCES INC | COM | 354613101 | 1,296 | 55,600 | SH | | DFND | | 55,600 | 0 | 0 |
| FULL HSE RESORTS INC | COM | 359678109 | 215 | 35,331 | SH | | DFND | 1 | 35,331 | 0 | 0 |
| GENERAL MTRS CO | COM | 37045V100 | 4,317 | 135,920 | SH | | DFND | 1 | 135,920 | 0 | 0 |
| GENERAL MTRS CO | COM | 37045V100 | 1,718 | 54,080 | SH | | DFND | | 54,080 | 0 | 0 |
| GRANITE PT MTG TR INC | COM STK | 38741L107 | 375 | 39,231 | SH | | DFND | 1 | 39,231 | 0 | 0 |
| GRANITE PT MTG TR INC | COM STK | 38741L107 | 400 | 41,790 | SH | | DFND | | 41,790 | 0 | 0 |
| GRAY TELEVISION INC | COM | 389375106 | 9,607 | 568,797 | SH | | DFND | 1 | 568,797 | 0 | 0 |
| GRAY TELEVISION INC | COM | 389375106 | 2,897 | 171,500 | SH | | DFND | | 171,500 | 0 | 0 |
| HESS MIDSTREAM LP | CL A SHS | 428103105 | 560 | 20,000 | SH | | DFND | 1 | 20,000 | 0 | 0 |
| IHEARTMEDIA INC | COM CL A | 45174J509 | 3,843 | 487,091 | SH | | DFND | 1 | 487,091 | 0 | 0 |
| JOURNEY MED CORP | COM | 48115J109 | 673 | 180,000 | SH | | DFND | 1 | 180,000 | 0 | 0 |
| KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 4,124 | 492,098 | SH | | DFND | 1 | 492,098 | 0 | 0 |
| KELLOGG CO | COM | 487836108 | 2,772 | 38,850 | SH | | DFND | 1 | 38,850 | 0 | 0 |
| KEROS THERAPEUTICS INC | COM | 492327101 | 279 | 10,105 | SH | | DFND | 1 | 10,105 | 0 | 0 |
| KOHLS CORP | COM | 500255104 | 11,778 | 330,000 | SH | | DFND | 1 | 330,000 | 0 | 0 |
| KRAFT HEINZ CO | COM | 500754106 | 4,195 | 110,000 | SH | | DFND | 1 | 110,000 | 0 | 0 |
| LCNB CORP | COM | 50181P100 | 1,374 | 91,920 | SH | | DFND | 1 | 91,920 | 0 | 0 |
| LCNB CORP | COM | 50181P100 | 25 | 1,662 | SH | | DFND | | 1,662 | 0 | 0 |
| LIFEMD INC | COM | 53216B104 | 694 | 340,000 | SH | | DFND | 1 | 340,000 | 0 | 0 |
| MFA FINL INC | NOTE 6.250% 6/1 | 55272XAA0 | 3,375 | 3,750,000 | PRN | | DFND | 1 | 3,750,000 | 0 | 0 |
| MFA FINL INC | NOTE 6.250% 6/1 | 55272XAA0 | 3,600 | 4,000,000 | PRN | | DFND | | 4,000,000 | 0 | 0 |
| MPLX LP | COM UNIT REP LTD | 55336V100 | 641 | 22,000 | SH | | DFND | 1 | 22,000 | 0 | 0 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 716 | 15,000 | SH | | DFND | 1 | 15,000 | 0 | 0 |
| MOLSON COORS BEVERAGE CO | CL B | 60871R209 | 1,363 | 25,000 | SH | | DFND | 1 | 25,000 | 0 | 0 |
| MONEYLION INC | CL A | 60938K106 | 1,465 | 1,109,495 | SH | | DFND | 1 | 1,109,495 | 0 | 0 |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 | 3,196 | 350,000 | SH | | DFND | 1 | 350,000 | 0 | 0 |
| NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 37,443 | 229,882 | SH | | DFND | 1 | 229,882 | 0 | 0 |
| NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 2,052 | 12,600 | SH | | DFND | | 12,600 | 0 | 0 |
| NEXTNAV INC | COMMON STOCK | 65345N106 | 1,135 | 500,000 | SH | | DFND | 1 | 500,000 | 0 | 0 |
| OMEROS CORP | COM | 682143102 | 176 | 64,113 | SH | | DFND | 1 | 64,113 | 0 | 0 |
| ONEOK INC NEW | COM | 682680103 | 777 | 14,000 | SH | | DFND | 1 | 14,000 | 0 | 0 |
| PENNYMAC CORP | NOTE 5.500%11/0 | 70932AAD5 | 6,815 | 7,000,000 | PRN | | DFND | 1 | 7,000,000 | 0 | 0 |
| PHENIXFIN CORP | COM | 71742W103 | 1,970 | 54,003 | SH | | DFND | 1 | 54,003 | 0 | 0 |
| PHENIXFIN CORP | COM | 71742W103 | 377 | 10,324 | SH | | DFND | | 10,324 | 0 | 0 |
| PHILLIPS 66 | COM | 718546104 | 512 | 6,250 | SH | | DFND | 1 | 6,250 | 0 | 0 |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 4,051 | 412,500 | SH | | DFND | 1 | 412,500 | 0 | 0 |
| POTBELLY CORP | COM | 73754Y100 | 169 | 30,000 | SH | | DFND | 1 | 30,000 | 0 | 0 |
| POTBELLY CORP | COM | 73754Y100 | 395 | 70,000 | SH | | DFND | | 70,000 | 0 | 0 |
| READY CAPITAL CORP | COM | 75574U101 | 2,957 | 248,085 | SH | | DFND | 1 | 248,085 | 0 | 0 |
| READY CAPITAL CORP | COM | 75574U101 | 1,645 | 138,035 | SH | | DFND | | 138,035 | 0 | 0 |
| SHELL PLC | SPON ADS | 780259305 | 758 | 14,500 | SH | | DFND | | 14,500 | 0 | 0 |
| SELECT ENERGY SVCS INC | CL A COM | 81617J301 | 1,882 | 275,899 | SH | | DFND | 1 | 275,899 | 0 | 0 |
| SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 190 | 13,500 | SH | | DFND | 1 | 13,500 | 0 | 0 |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 559 | 15,000 | SH | | DFND | 1 | 15,000 | 0 | 0 |
| SIXTH STREET SPECIALTY LENDI | NOTE 4.500% 8/0 | 87265KAD4 | 639 | 610,000 | PRN | | DFND | 1 | 610,000 | 0 | 0 |
| TAPESTRY INC | COM | 876030107 | 9,461 | 310,000 | SH | | DFND | 1 | 310,000 | 0 | 0 |
| TAPESTRY INC | COM | 876030107 | 458 | 15,000 | SH | | DFND | | 15,000 | 0 | 0 |
| TEGNA INC | COM | 87901J105 | 1,468 | 70,000 | SH | | DFND | 1 | 70,000 | 0 | 0 |
| TEGNA INC | COM | 87901J105 | 629 | 30,000 | SH | | DFND | | 30,000 | 0 | 0 |
| TELOS CORP MD | COM | 87969B101 | 1,717 | 212,500 | SH | | DFND | 1 | 212,500 | 0 | 0 |
| TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 3,734 | 126,225 | SH | | DFND | 1 | 126,225 | 0 | 0 |
| TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 385 | 13,019 | SH | | DFND | | 13,019 | 0 | 0 |
| TWO HARBORS INVENTMENT CORPO | NOTE 6.250% 1/1 | 90187BAB7 | 3,628 | 4,000,000 | PRN | | DFND | 1 | 4,000,000 | 0 | 0 |
| TWO HARBORS INVENTMENT CORPO | NOTE 6.250% 1/1 | 90187BAB7 | 1,814 | 2,000,000 | PRN | | DFND | | 2,000,000 | 0 | 0 |
| TWO HBRS INVT CORP | COM NEW | 90187B408 | 1,950 | 391,542 | SH | | DFND | 1 | 391,542 | 0 | 0 |
| TWO HBRS INVT CORP | COM NEW | 90187B408 | 876 | 175,823 | SH | | DFND | | 175,823 | 0 | 0 |
| USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 334 | 20,000 | SH | | DFND | 1 | 20,000 | 0 | 0 |
| USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 186 | 11,150 | SH | | DFND | | 11,150 | 0 | 0 |
| VIATRIS INC | COM | 92556V106 | 523 | 50,000 | SH | | DFND | 1 | 50,000 | 0 | 0 |
| VIATRIS INC | COM | 92556V106 | 523 | 50,000 | SH | | DFND | | 50,000 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 | 7,672 | 571,665 | SH | | DFND | 1 | 571,665 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 | 403 | 30,000 | SH | | DFND | | 30,000 | 0 | 0 |
| WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 486 | 20,000 | SH | | DFND | 1 | 20,000 | 0 | 0 |
| XPERI HOLDING CORP | COM | 98390M103 | 6,532 | 452,677 | SH | | DFND | 1 | 452,677 | 0 | 0 |
